AML Compliance Fundamentals

<p>In this book M.L. Humphrey draws upon twenty years of experience with regulatory compliance and AML compliance in particular as both a regulator of broker-dealers and a consultant to some of the largest financial institutions in the world to give an overview of the main AML compliance requirements with a particular focus on customer identification and suspicious activity monitoring and reporting.</p><p> </p><p>This book is meant to be a high-level overview of AML compliance requirements which means it focuses on the general concepts behind the regulations as opposed to any specific industry- or country-level regulations or any specific suspicious activity fact patterns. But the book should give a strong foundation for understanding those industry- or country-level requirements.</p>