How to Understand and Master Securities Laws & Regulations

Navigating the financial markets can often be a confusing and frustrating enterprise. But author and seasoned CEO Thomas Anthony Guerriero provides a unique take on the inner workings of the market and applies concepts and theories known only by the most successful in the industry.In his new book How to Understand And Master Securities Laws & Regulations Guerriero provides a detailed breakdown of the fundamentals concepts and terminology behind the financial markets. This guide is intricate enough to further the development of rising stars in the industry yet thorough enough to prepare the most inexperienced beginner for licensure. It touches on such concepts as the following:State regulationsFederal regulations laws and guidelinesInvestment vehicles and characteristicsClient recommendations and strategiesRetirement plansQuantitative measures of investment risks